The agency says the defendants perpetrated a fraud under the guise of a profitable international bond-trading operation.

Citadel Securities has sent the U.S. Securities and Exchange Commission a wish list for capital markets regulation, including ...

NEW YORK (Reuters) -Citadel Securities has sent the U.S. Securities and Exchange Commission a wish list for capital markets ...

The CEO of Dominari Holdings defended the appointments, saying the longstanding advisory board reflects “a broad range of ...

India's Adani Green on Monday said that its independent review of the U.S. indictment of founder Gautam Adani and top Adani ...

The president’s two oldest sons were granted 1 million shares in a little-known company headquartered in Trump Tower, after ...

Ripple, the creator of the XRP cryptocurrency, has faced intense regulatory pressure from the Securities and Exchange ...

The Gary Sanitary District has worked with Comer Capital Group, a firm that was involved in a Securities and Exchange ...

A Texas private equity firm known as American Energy Fund announced the expansion of its asset-backed investment offerings ...

Nasdaq has urged the U.S. Securities and Exchange Commission (SEC) to adopt a clear-cut taxonomy for digital assets. In a ...

The delays are expected as most ETF filings have final deadlines in October or beyond, one analyst pointed out.

"In February 2025, the SEC communicated it was closing this inquiry without enforcement action," PayPal Holdings Inc.