On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping ...
Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly ...
Commissioner Mark Uyeda will take over running the U.S. Securities and Exchange Commission as the agency awaits the Senate ...
The US Securities and Exchange Commission sues Elon Musk saying he failed to disclose Twitter ownership in a timely manner.
Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...
The has SEC said that starting in April 2022, it authorized an investigation into whether any securities laws were broken in ...
This Client Alert provides an overview of new developments and highlights key considerations for calendar year-end public ...
The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.
The U.S. Securities and Exchange Commission (SEC) this week filed a suit against X, formerly Twitter, owner Elon Musk over Twitter stock purchases he made in 2022. Musk didn’t disclose in a ...
Mary Foley covers ESG & sustainability regulation. WASHINGTON - The U.S. Securities and Exchange Commission seal on the facade of its building (Photo ... [+] by Chip Somodevilla/Getty Images ...
The U.S. Supreme Court's ruling confirms that Binance must comply with U.S. securities laws, even without a physical office ...
In a Tuesday filing, lawyers for Coinbase argued that their case offered “the single best opportunity” to decide how to ...